CCO

职位描述

Our client is a well-known financial service group. Currently, they are looking for a CCO based in Shanghai.

Our client is a well-known financial service group. Currently, they are looking for a CCO based in Shanghai. The candidate should have experience in FMC (公募基金) or WMC (银行理财)

Responsibilities:

• Advisory. Advise senior management and employees on internal policies and external regulatory requirements.

• Regulatory interaction. Manage relationships with regulators across China such as CBRC, PBOC， CSRC and SAFE, ensuring that communications with the regulators are open and constructive.

• Regulatory inspection. Coordinate regulatory on-site inspections and act as main Compliance liaison during regulatory inspections of group to ensure compliance with regulatory requirements.

• Stakeholder management. Maintain good working relationships with senior management and stakeholders to ensure they understand the market and regulatory changes and their risk impact.

• Industry contacts. Establish good relationship with industry participants and provide industry feedback and intelligence into the decision making process..

• New business initiatives. Review new business initiatives from regulator, best practice and Firm perspective.

• Compliance reviews and monitoring. Identify risk areas or conduct independent compliance reviews.

• In-depth knowledge of asset management regulatory and compliance requirements in China.

Requirements:

• At least 15 years of relevant compliance experience, with product knowledge of asset management with a substantial on-shore business presence in China.

• Strong relationship management skills with internal business units and regulators.

• Effective written and oral communication skills in both English and Mandarin.